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Archive / FAA Instrument Flying Handbook / FAA Instrument Flying Handbook: Chapter 11 — Emergency Operations

Chapter 11 — Emergency Operations, Part 1

Chapter 11 — Emergency Operations — Part 1

FAA-H-8083-15B (2012)

Introduction

Changing weather conditions, air traffic control (ATC), the

aircraft, and the pilot are all variables that make instrument

flying an unpredictable and challenging operation. The safety

of the flight depends upon the pilot’s ability to manage these

variables while maintaining positive aircraft control and

adequate situational awareness. This chapter discusses the

recognition and suggested remedies for such abnormal and

emergency events related to unforecasted, adverse weather;

aircraft system malfunctions; communication/navigation

system malfunctions; and loss of situational awareness.

Emergency

Operations

Chapter 11

Unforecast Adverse Weather

Inadvertent Thunderstorm Encounter

A pilot should avoid flying through a thunderstorm of any

intensity. However, certain conditions may be present

that could lead to an inadvertent thunderstorm encounter.

For example, flying in areas where thunderstorms are

embedded in large cloud masses may make thunderstorm

avoidance difficult, even when the aircraft is equipped

with thunderstorm detection equipment. Therefore, pilots

must be prepared to deal with an inadvertent thunderstorm

penetration. At the very least, a thunderstorm encounter

subjects the aircraft to turbulence that could be severe. The

pilot and passengers should tighten seat belts and shoulder

harnesses, and secure any loose items in the cabin.

As with any emergency, the first order of business during

an inadvertent thunderstorm encounter must be to fly the

aircraft. The pilot workload is heavy; therefore, increased

concentration is necessary to maintain an instrument scan.

If a pilot inadvertently enters a thunderstorm, it is better to

maintain a course straight through the thunderstorm rather

than turning around. A straight course minimizes the amount

of time in the thunderstorm, and turning maneuvers only

increase structural stress on the aircraft.

Reduce power to a setting that maintains a speed at the

recommended turbulence penetration speed as described in the

Pilot’s Operating Handbook/Airplane Flight Manual (POH/

AFM), and try to minimize additional power adjustments.

Concentrate on maintaining a level attitude while allowing

airspeed and altitude to fluctuate. Similarly, if using the

autopilot, disengage the altitude hold and speed hold modes,

as they only increase the aircraft’s maneuvering—thereby

increasing structural stress.

During a thunderstorm encounter, the potential for icing

also exists. As soon as possible, turn on anti-icing/deicing

equipment and carburetor heat, if equipped. Icing can be

rapid at any altitude and may lead to power failure and/or

loss of airspeed indication.

Lightning is also present in a thunderstorm and can

temporarily blind a pilot. To reduce this risk, turn up flight

deck lights to the highest intensity, concentrate on the flight

instruments, and resist the urge to look outside.

Inadvertent Icing Encounter

Because icing is unpredictable in nature, pilots may find

themselves in icing conditions even though they have done

everything practicable to avoid it. In order to stay alert to this

possibility while operating in visible moisture, pilots should

monitor the outside air temperature (OAT).

The effects of ice on aircraft are cumulative—thrust is

reduced, drag increases, lift lessens, and weight increases.

The results are an increase in stall speed and a deterioration

of aircraft performance. In extreme cases, two to three inches

of ice can form on the leading edge of the airfoil in less than 5

minutes. It takes only 1⁄2 inch of ice to reduce the lifting power

of some aircraft by 50 percent and increases the frictional

drag by an equal percentage.

A pilot can expect icing when flying in visible precipitation,

such as rain or cloud droplets, and the temperature is

between +02 and –10° Celsius. When icing is detected, a

pilot should do one of two things, particularly if the aircraft

is not equipped with deicing equipment: leave the area of

precipitation or go to an altitude where the temperature is

above freezing. This “warmer” altitude may not always be

a lower altitude. Proper preflight action includes obtaining

information on the freezing level and the above-freezing

levels in precipitation areas.

If neither option is available, consider an immediate landing

at the nearest suitable airport. Even if the aircraft is equipped

with anti-icing/deicing equipment, it is not designed to allow

aircraft to operate indefinitely in icing conditions. Anti-

icing/deicing equipment gives a pilot more time to get out of

the icing conditions. Report icing to ATC and request new

routing or altitude. Be sure to report the type of aircraft, and

use the following terms when reporting icing to ATC:

1. Trace. Ice becomes perceptible. Rate of accumulation

is slightly greater than sublimation. Anti-icing/deicing

equipment is not utilized unless encountered for an

extended period of time (over 1 hour).

2. Light. The rate of accumulation may create a problem

if flight is prolonged in this environment (over 1

hour). Occasional use of anti-icing/deicing equipment

removes/prevents accumulation. It does not present a

problem if anti-icing/deicing equipment is used.

3. Moderate. The rate of accumulation is such that even

short encounters become potentially hazardous and

use of anti-icing/deicing equipment or flight diversion

is necessary.

4. Severe. The rate of accumulation is such that anti-

icing/deicing equipment fails to reduce or control the

hazard. Immediate flight diversion is necessary.

Early ice detection is critical and is particularly difficult during

night flight. Use a flashlight to check for ice accumulation on

the wings. At the first indication of ice accumulation, take

action to get out of the icing conditions. Refer to the POH/

AFM for the proper use of anti-icing/deicing equipment.

Figure 11-2. One example of a static wick installed on aircraft

control surface to bleed off static charges built up during flight.

Figure 11-2. One example of a static wick installed on aircraft

control surface to bleed off static charges built up during flight.

This prevents static buildup and St. Elmo’s fire by allowing the

static electricity to dissipate harmlessly.

Figure 11-1. St. Elmo’s Fire is harmless but may affect both communication and navigation radios, especially the lower frequencies

such as those used on the automatic direction finding (ADF).

Precipitation Static

Precipitation static, often referred to as P-static, occurs

when accumulated static electricity is discharged from the

extremities of the aircraft. This discharge has the potential

to create problems for the instrument pilot. These problems

range from the serious, such as erroneous magnetic compass

readings and the complete loss of very high frequency (VHF)

communications to the annoyance of high-pitched audio

squealing and St. Elmo’s fire. [Figure 11-1]

Precipitation static is caused when an aircraft encounters

airborne particles during flight (e.g., rain or snow) and

develops a negative charge. It can also result from

atmospheric electric fields in thunderstorm clouds. When

a significant negative voltage level is reached, the aircraft

discharges it, which can create electrical disturbances. This

electrical discharge builds with time as the aircraft flies in

precipitation. It is usually encountered in rain, but snow can

cause the same effect. As the static buildup increases, the

effectiveness of both communication and navigation systems

decreases to the point of potential unusability.

To reduce the problems associated with P-static, the pilot

should ensure the aircraft’s static wicks are properly maintained

and accounted for. Broken or missing static wicks should be

replaced before an instrument flight. [Figure 11-2]

Aircraft System Malfunctions

Preventing aircraft system malfunctions that might lead

to an inflight emergency begins with a thorough preflight

ALERTS

NA V1 108.00 113.00

NA V2 108.00 110.60

134.000 118.000 COM1

123.800 118.000 COM2

WPT _ _ _ _ _ _ DIS _ _ . _ NM DTK _ _ _° TRK 360°

MAP

NA V1 108.00 113.00

NA V2 108.00 110.60

134.000 118.000 COM1

123.800 118.000 COM2

GS 120KT XTK 0.07NM ETE 24:24 ESA 2800FT

ALERTS

NA V1 108.00 113.00

NA V2 108.00 110.60

134.000 118.000 COM1

123.800 118.000 COM2

WPT _ _ _ _ _ _ DIS _ _ . _ NM DTK _ _ _° TRK 360°

Figure 11-3. Illustrates the system (in this case the G1000) when the PFD display fails and it the reversionary mode is used.

DCLTR

Normal Mode

Display Failure / Reversionary Mode

MAP - NA VIGA TION MAP

Figure 11-3. G1000 PFD display in normal mode and in the reversionary mode activated upon system failure.

inspection. In addition to those items normally checked

prior to a visual flight rules (VFR) flight, pilots intending to

fly under instrument flight rules (IFR) should pay particular

attention to the alternator belt, antennas, static wicks, anti-

icing/deicing equipment, pitot tube, and static ports.

During taxi, verify the operation and accuracy of all flight

instruments. In addition, during the run-up, verify that the

operation of the pneumatic system(s) is within acceptable

parameters. It is critical that all systems are determined to be

operational before departing into IFR conditions.

Electronic Flight Display Malfunction

When a pilot becomes familiar and comfortable with the

new electronic displays, he or she also tends to become more

reliant on the system. The system then becomes a primary

source of navigation and data acquisition instead of the

supplementary source of data as initially intended.

Complete reliance on the moving map for navigation becomes

a problem during a failure of one, more, or all of the flight

display screens. Under these conditions, the systems revert to

a composite mode (called reversionary), which eliminates the

moving map display and combines the primary flight display

(PFD) with the engine indicating system. [Figure 11-3] If a

pilot has relied on the display for navigation information and

situational awareness, he or she lacks any concept of critical

data such as the aircraft’s position, the nearest airport, or

proximity to other aircraft.

The electronic flight display (EFD) is a supplementary source

of navigation data and does not replace en route charts.

To maintain situational awareness, a pilot must follow the

flight on the en route chart while monitoring the PFD. It is

important for the pilot to know the location of the closest

airport as well as surrounding traffic relative to the location

of his or her aircraft. This information becomes critical

should the EFD fail.

For the pilot who utilizes the electronic database as a

substitute for the Airport/Facilities Directory (A/FD), screen

failure or loss of electrical power can mean the pilot is no

longer able to access airport information. Once the pilot

loses the ability to call up airport information, aeronautical

decision-making (ADM) is compromised.

Figure 11-4. Ammeter (left) and loadmeter (right).

Figure 11-5. The double rocker switch. Figure 11-5. Double rocker switch seen on many aircraft.

IN.

Hg.

+ 60

- 60

AL T AMPS

0 30 60

Figure 11-4. Ammeter & Loadmeter.

Ammeter

Loadmeter

Alternator/Generator Failure

Depending upon the aircraft being flown, an alternator failure

is indicated in different ways. Some aircraft use an ammeter

that indicates the state of charge or discharge of the battery.

[Figure 11-4] A positive indication on the ammeter indicates

a charge condition; a negative indication reveals a discharge

condition. Other aircraft use a loadmeter to indicate the load

being carried by the alternator. [Figure 11-4]

Sometimes an indicator light is also installed in the aircraft to

alert the pilot to an alternator failure. On some aircraft, such

as the Cessna 172, the light is located on the lower left side

making it difficult to see its illumination if charts are open.

Ensure that these safety indicators are visible during flight.

When a loss of the electrical charging system is experienced,

the pilot has approximately 40 minutes of battery life

remaining before the system fails entirely. The time

mentioned is an approximation and should not be relied upon

as specific to all aircraft. In addition, the battery charge that

exists in a battery may not be full, altering the time available

before electrical exhaustion occurs. At no time should a pilot

consider continuing a flight once the electrical charging

system has failed. Land at the nearest suitable airport.

Techniques for Electrical Usage

Master Battery Switch

One technique for conserving the main battery charge is

to fly the aircraft to the airport of intended landing while

operating with minimal power. If a two-position battery

master/alternator rocker switch is installed, it can be utilized

to isolate the main battery from the electrical system and

conserve power. [Figure 11-5]

Operating on the Main Battery

While en route to the airport of intended landing, reduce the

electrical load as much as practical. Turn off all unnecessary

electrical items, such as duplicate radios, non-essential

lighting, etc. If unable to turn off radios, lights, etc., manually,

consider pulling circuit breakers to isolate those pieces of

equipment from the electrical system. Maximum time of

useful voltage may be between 30 and 40 minutes and is

influenced by many factors, that degrade the useful time.

Loss of Alternator/Generator for Electronic Flight

Instrumentation

With the increase in electrical components being installed

in modern technically advanced aircraft, the power supply

and the charging system need increased attention and

Figure 11-6. The standby battery must be armed to work

correctly and arming should be done prior to departure.

Double rocker switch

Figure 11-6. Note the double rocker switch and the standby battery

switch in this aircraft. The standby battery must be armed to work

correctly; arming should be done prior to departure.

understanding. Traditional round dial aircraft do not rely

as heavily on electrical power for the primary six-pack

instrumentation. Modern EFDs utilize the electrical system

to power the Attitude Heading Reference System (AHRS),

air data computer (ADC), engine indicating system (EIS),

etc. A loss of an alternator or generator was considered an

abnormality in traditionally-equipped aircraft; however,

a failure of this magnitude is considered an emergency in

technically advanced aircraft.

Due to the increased demand for electrical power, it is

necessary for manufacturers to install a standby battery in

conjunction with the primary battery. The standby battery is

held in reserve and kept charged in case of a failure of the

charging system and a subsequent exhaustion of the main

battery. The standby battery is brought online when the main

battery voltage is depleted to a specific value, approximately

19 volts. Generally, the standby battery switch must be in

the ARM position for this to occur but pilots should refer to

the aircraft flight manual (AFM) for specifics on an aircraft’s

electrical system. The standby battery powers the essential

bus and allows the PFD to be utilized.

The essential bus usually powers the following components:

1. AHRS (Attitude and Heading Reference System)

2. ADC (Air Data Computer)

3. PFD (Primary Flight Display)

4. Navigation Radio #1

5. Communication Radio #1

6. Standby Indicator Light

Techniques for Electrical Usage

Standby Battery

One technique for conserving the main battery charge is to

fly the aircraft to the airport of intended landing while using

the standby battery. A two-position battery master/ alternator

rocker switch is installed on most aircraft with EFDs, which

can be utilized to isolate the main battery from the electrical

system. By switching the MASTER side off, the battery is

taken offline and the standby battery comes online to power the

essential bus. However, the standby battery switch must be in

the ARM position for this to occur. [Figure 11-6] Utilization

of the standby battery first reserves the main battery for use

when approaching to land. With this technique, electrical

power may be available for the use of flaps, gear, lights, etc. Do

not rely on any power to be available after the standby battery

has exhausted itself. Once the charging system has failed,

flight with a powered electrical system is not guaranteed.

Operating on the Main Battery

While en route to the airport of intended landing, reduce the

electrical load as much as practical. Turn off all unnecessary

electrical items, such as duplicate radios, non-essential

lighting, etc. If unable to turn off radios, lights, etc., manually,

consider pulling circuit breakers to isolate those pieces of

equipment from the electrical system. Keep in mind that

once the standby battery has exhausted its charge, the flight

deck may become very dark depending on what time of

day the failure occurs. The priority during this emergency

situation is landing the aircraft as soon as possible without

jeopardizing safety.

A standby attitude indicator, altimeter, airspeed indicator (ASI)

and magnetic compass are installed in each aircraft for use

when the PFD instrumentation is unavailable. [Figure 11-7]

These would be the only instruments left available to the pilot.

Navigation would be limited to pilotage and dead reckoning

unless a hand-held transceiver with a global positioning

system (GPS)/navigation function is onboard.

Once an alternator failure has been detected, the pilot must

reduce the electrical load on the battery and land as soon as

practical. Depending upon the electrical load and condition

of the battery, there may be sufficient power available for

45 minutes of flight—or for only a matter of minutes. Pilots

should also know which systems on the aircraft are electric and

ALERTS

NA V1 108.00 113.00

NA V2 108.00 110.60

134.000 118.000 COM1

123.800 118.000 COM2

WPT _ _ _ _ _ _ DIS _ _ . _ NM DTK _ _ _° TRK 360°

N-S

E-W

Figure 11-7. The stand-by instrumentation available to the pilot on Electronic Flight Instrumented Aircraft. Figure 11-7. Emergency instrumentation available to the pilot on electronic flight instrumented aircraft.

those that continue to operate without electrical power. Pilots

can attempt to troubleshoot alternator failure by following the

established alternator failure procedure published in the POH/

AFM. If the alternator cannot be reset, advise ATC of the

situation and inform them of the impending electrical failure.

Analog Instrument Failure

A warning indicator, or an inconsistency between indications

on the attitude indicator and the supporting performance

instruments, usually identifies system or instrument failure.

Aircraft control must be maintained while identifying the

failed component(s). Expedite the cross-check and include

all flight instruments. The problem may be individual

instrument failure or a system failure affecting multiple

instruments.

One method of identification involves an immediate

comparison of the attitude indicator with the rate-of-turn

indicator and vertical speed indicator (VSI). Along with

providing pitch-and-bank information, this technique

compares the static system with the suction or pressure system

and the electrical system. Identify the failed component(s)

and use the remaining functional instruments to maintain

aircraft control.

Attempt to restore the inoperative component(s) by checking

the appropriate power source, changing to a backup or

alternate system, and resetting the instrument if possible.

Covering the failed instrument(s) may enhance a pilot’s

ability to maintain aircraft control and navigate the aircraft.

Usually, the next step is to advise ATC of the problem and,

if necessary, declare an emergency before the situation

deteriorates beyond the pilot’s ability to recover.

Pneumatic System Failure

One possible cause of instrument failure is a loss of the

suction or pressure source. This pressure or suction is

supplied by a vacuum pump mechanically driven off the

engine. Occasionally these pumps fail, leaving the pilot with

inoperative attitude and heading indicators.

Figure 11-8 illustrates inoperative vacuum driven attitude

and heading indicators that can fail progressively. As the

gyroscopes slow down, they may wander, which, if connected

to the autopilot and/or flight director, can cause incorrect

movement or erroneous indications. In Figure 11-8, the

aircraft is actually level and at 2,000 feet mean sea level

(MSL). It is not in a turn to the left which the pilot may

misinterpret if he or she fails to see the off or failed flags.

If that occurs, the pilot may transform a normally benign

situation into a hazardous situation. Again, good decision-

making by the pilot only occurs after a careful analysis of

systems.

Many small aircraft are not equipped with a warning system

for vacuum failure; therefore, the pilot should monitor the

30.0 29.9 29.8

Figure 11-8. Vacuum failure - inoperative attitude and heading indicators. Figure 11-8. Vacuum failure.

system’s vacuum/pressure gauge. This can be a hazardous

situation with the potential to lead the unsuspecting pilot into

a dangerous unusual attitude that would require a partial panel

recovery. It is important that pilots practice instrument flight

without reference to the attitude and heading indicators in

preparation for such a failure.

Pitot/Static System Failure

A pitot or static system failure can also cause erratic and

unreliable instrument indications. When a static system

problem occurs, it affects the ASI, altimeter, and the VSI.

In most aircraft, provisions have been made for the pilot to

select an alternate static source. Check the POH/AFM for

the location and operation of the alternate static source. In

the absence of an alternate static source, in an unpressurized

aircraft, the pilot could break the glass on the VSI. The VSI

is not required for instrument flight, and breaking the glass

provides the altimeter and the ASI a source of static pressure.

This procedure could cause additional instrument errors.

Communication/Navigation System

Malfunction

Avionics equipment has become very reliable, and the

likelihood of a complete communications failure is remote.

However, each IFR flight should be planned and executed in

anticipation of a two-way radio failure. At any given point

during a flight, the pilot must know exactly what route to fly,

what altitude to fly, and when to continue beyond a clearance

limit. Title 14 of the Code of Federal Regulations (14 CFR)

part 91 describes the procedures to be followed in case of a

two-way radio communications failure. If operating in VFR

conditions at the time of the failure, the pilot should continue

the flight under VFR and land as soon as practicable. If the

failure occurs in IFR conditions, or if VFR conditions cannot

be maintained, the pilot must continue the flight:

1. Along the route assigned in the last ATC clearance

received;

2. If being radar vectored, by the direct route from the

point of radio failure to the fix, route, or airway specified

in the vector clearance;

3. In the absence of an assigned route, by the route

that ATC has advised may be expected in a further

clearance; or

4. In the absence of an assigned route or a route that ATC

has advised may be expected in a further clearance,

by the route filed in the flight plan.

The pilot should maintain the highest of the following

altitudes or flight levels for the route segment being flown:

1. The altitude or flight level assigned in the last ATC

clearance received;

2. The minimum altitude (converted, if appropriate, to

minimum flight level as prescribed in 14 CFR, part

91 for IFR operations); or

3. The altitude or flight level ATC has advised may be

expected in a further clearance.

In addition to route and altitude, the pilot must also plan the

progress of the flight to leave the clearance limit.

Original source PDFPublished from pages 326–333 of the recorded source chapter.
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