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Archive / FAA Instrument Flying Handbook / FAA Instrument Flying Handbook: Chapter 2 — The Air Traffic Control System

Chapter 2 — The Air Traffic Control System, Part 2

Chapter 2 — The Air Traffic Control System — Part 2

FAA-H-8083-15B (2012)

Figure 9-10. A portion of the New York area Tower En Route List. Figure 2-10. A portion of the New York area tower en route list (from the A/FD).

Figure 2-11. Center radar displays.

Figure 2-12. A center controller’s scope.

Figure 2-13. A/FD center frequencies listing.

A common clearance in these situations is “When able,

proceed direct to the Astoria VOR…” The words “when able”

mean to proceed to the waypoint, intersection, or NAVAID

when the pilot is able to navigate directly to that point using

onboard available systems providing proper guidance, usable

signal, etc. If provided such guidance while flying VFR, the

pilot remains responsible for terrain and obstacle clearance.

Using the standard climb gradient, an aircraft is 2 miles

from the departure end of the runway before it is safe to

turn (400 feet above ground level (AGL)). When a Center

controller issues a heading, a direct route, or says “direct

when able,” the controller becomes responsible for terrain

and obstruction clearance.

Another common Center clearance is “Leaving (altitude)

fly (heading) or proceed direct when able.” This keeps the

terrain/obstruction clearance responsibility in the flight deck

until above the minimum IFR altitude. A controller cannot

issue an IFR clearance until an aircraft is above the minimum

IFR altitude unless it is able to climb in VFR conditions.

On a Center controller’s scope, 1 NM is about 1⁄28 of an inch.

When a Center controller is providing Approach/Departure

control services at an airport many miles from the radar

antenna, estimating headings and distances is very difficult.

Controllers providing vectors to final must set the range on

their scopes to not more than 125 NM to provide the greatest

possible accuracy for intercept headings. Accordingly, at

locations more distant from a Center radar antenna, pilots

should expect a minimum of vectoring.

ATC radar systems cannot detect turbulence. Generally,

turbulence can be expected to occur as the rate of rainfall or

intensity of precipitation increases. Turbulence associated

with greater rates of rainfall/precipitation is normally more

severe than any associated with lesser rates of rainfall/

precipitation. Turbulence should be expected to occur near

convective activity, even in clear air. Thunderstorms are a

form of convective activity that implies severe or greater

turbulence. Operation within 20 miles of thunderstorms

should be approached with great caution, as the severity of

turbulence can be markedly greater than the precipitation

intensity might indicate.

Weather Avoidance Assistance

ATC’s first duty priority is to separate aircraft and issue

safety alerts. ATC provides additional services to the extent

possible, contingent upon higher priority duties and other

factors including limitations of radar, volume of traffic,

frequency congestion, and workload. Subject to the above

factors/limitations, controllers issue pertinent information

on weather or chaff areas; and if requested, assist pilots, to

the extent possible, in avoiding areas of precipitation. Pilots

should respond to a weather advisory by acknowledging the

advisory and, if desired, requesting an alternate course of

action, such as:

1. Request to deviate off course by stating the direction

and number of degrees or miles needed to deviate from

the original course;

2. Request a change of altitude; or

3. Request routing assistance to avoid the affected

area. Because ATC radar systems cannot detect the

presence or absence of clouds and turbulence, such

assistance conveys no guarantee that the pilot will not

encounter hazards associated with convective activity.

Pilots wishing to circumnavigate precipitation areas

by a specific distance should make their desires

clearly known to ATC at the time of the request for

services. Pilots must advise ATC when they can

resume normal navigation.

IFR pilots shall not deviate from their assigned course or

altitude without an ATC clearance. Plan ahead for possible

course deviations because hazardous convective conditions

can develop quite rapidly. This is important to consider

because the precipitation data displayed on ARTCC radar

scopes can be up to 6 minutes old, and thunderstorms can

develop at rates exceeding 6,000 feet per minute (fpm). When

encountering weather conditions that threaten the safety of

the aircraft, the pilot may exercise emergency authority as

ATC Inflight Weather Avoidance

Assistance

ATC Radar Weather Displays

ATC radar systems are able to display areas of precipitation

by sending out a beam of radio energy that is reflected back to

the radar antenna when it strikes an object or moisture, which

may be in the form of rain drops, hail, or snow. The larger

the object, or the denser its reflective surface, the stronger

the return. Radar weather processors indicate the intensity

of reflective returns in terms of decibels with respect to the

radar reflectively factor (dBZ).

ATC systems cannot detect the presence or absence of

clouds. ATC radar systems can often determine the intensity

of a precipitation area, but the specific character of that area

(snow, rain, hail, VIRGA, etc.) cannot be determined. For

this reason, ATC refers to all weather areas displayed on

ATC radar scopes as “precipitation.”

All ATC facilities using radar weather processors with the

ability to determine precipitation intensity describes the

intensity to pilots as:

1. “LIGHT” (< 30 dBZ)

2. “MODERATE” (30 to 40 dBZ)

3. “HEAVY” (>40 to 50 dBZ)

4. “EXTREME” (>50 dBZ)

ARTCC controllers do not use the term “LIGHT” because

their systems do not display “LIGHT” precipitation

intensities. ATC facilities that, due to equipment limitations,

cannot display the intensity levels of precipitation, describe

the location of the precipitation area by geographic position or

position relative to the aircraft. Since the intensity level is not

available, the controller states, “INTENSITY UNKNOWN.”

ARTCC facilities normally use a Weather and Radar

Processor (WARP) to display a mosaic of data obtained from

multiple NEXRAD sites. The WARP processor is only used

in ARTCC facilities.

There is a time delay between actual conditions and those

displayed to the controller. For example, the precipitation

data on the ARTCC controller’s display could be up to 6

minutes old. When the WARP is not available, a secondary

system, the narrowband ARSR is utilized. The ARSR system

can display two distinct levels of precipitation intensity that

is described to pilots as “MODERATE” (30 to 40 dBZ) and

“HEAVY to EXTREME” (>40 dBZ).

Figure 2-14. High-resolution ATC displays used in PRM.

stated in 14 CFR part 91, section 91.3 should an immediate

deviation from the assigned clearance be necessary and time

does not permit approval by ATC.

Generally, when weather disrupts the flow of air traffic,

greater workload demands are placed on the controller.

Requests for deviations from course and other services

should be made as far in advance as possible to better

assure the controller’s ability to approve these requests

promptly. When requesting approval to detour around

weather activity, include the following information to

facilitate the request:

1. The proposed point where detour commences;

2. The proposed route and extent of detour (direction

and distance);

3. The point where original route will be resumed;

4. Flight conditions (instrument meteorological

conditions (IMC) or visual meteorological conditions

(VMC);

5. Whether the aircraft is equipped with functioning

airborne radar; and

6. Any further deviation that may become necessary.

To a large degree, the assistance that might be rendered

by ATC depends upon the weather information available

to controllers. Due to the extremely transitory nature of

hazardous weather, the controller’s displayed precipitation

information may be of limited value.

Obtaining IFR clearance or approval to circumnavigate

hazardous weather can often be accommodated more readily

in the en route areas away from terminals because there

is usually less congestion and, therefore, greater freedom

of action. In terminal areas, the problem is more acute

because of traffic density, ATC coordination requirements,

complex departure and arrival routes, and adjacent airports.

As a consequence, controllers are less likely to be able to

accommodate all requests for weather detours in a terminal

area. Nevertheless, pilots should not hesitate to advise

controllers of any observed hazardous weather and should

specifically advise controllers if they desire circumnavigation

of observed weather.

Pilot reports (PIREPs) of flight conditions help define the

nature and extent of weather conditions in a particular area.

These reports are disseminated by radio and electronic means

to other pilots. Provide PIREP information to ATC regarding

pertinent flight conditions, such as:

1. Turbulence;

2. Visibility;

3. Cloud tops and bases; and

4. The presence of hazards such as ice, hail, and lightning.

Approach Control Facility

An approach control facility is a terminal ATC facility

that provides approach control service in the terminal area.

Services are provided for arriving and departing VFR and

IFR aircraft and, on occasion, en route aircraft. In addition,

for airports with parallel runways with ILS or LDA

approaches, the approach control facility provides monitoring

of the approaches.

Approach Control Advances

Precision Runway Monitor (PRM)

Over the past few years, a new technology has been installed

at airports that permits a decreased separation distance

between parallel runways. The system is called a Precision

Runway Monitor (PRM) and is comprised of high-update

radar, high-resolution ATC displays, and PRM-certified

controllers. [Figure 2-14]

PRM Radar

The PRM uses a Monopulse Secondary Surveillance Radar

(MSSR) that employs electronically-scanned antennas.

Because the PRM has no scan rate restrictions, it is capable

of providing a faster update rate (up to 1.0 second) over

conventional systems, thereby providing better target

presentation in terms of accuracy, resolution, and track

prediction. The system is designed to search, track, process,

and display SSR-equipped aircraft within airspace of over

30 miles in range and over 15,000 feet in elevation. Visual

and audible alerts are generated to warn controllers to take

corrective actions.

26L

8R

Intersection Alpha

NO TRANSGRESSION ZONE (NTZ)

NO TRANSGRESSION ZONE (NTZ)

26R

8L

Figure 9-XX. ATC displays used in PRM.

Intersection Beta

Figure 2-15. Aircraft management using PRM. (Note the no transgression zone (NTZ) and how the aircraft are separated.)

PRM Benefits

Typically, PRM is used with dual approaches with

centerlines separated less than 4,300 feet but not less

than 3,000 feet (under most conditions). [Figure 2-15]

Separating the two final approach courses is a No

Transgression Zone (NTZ) with surveillance of that zone

provided by two controllers, one for each active approach.

The system tracking software provides PRM monitor

controllers with aircraft identification, position, speed,

projected position, as well as visual and aural alerts.

Control Sequence

The IFR system is flexible and accommodating if pilots

do their homework, have as many frequencies as possible

written down before they are needed, and have an alternate

in mind if the flight cannot be completed as planned.

Pilots should familiarize themselves with all the facilities

and services available along the planned route of flight.

[Figure 2-16] Always know where the nearest VFR

conditions can be found, and be prepared to head in that

direction if the situation deteriorates.

A typical IFR flight, with departure and arrival at airports with

control towers, would use the ATC facilities and services in

the following sequence:

1. FSS: Obtain a weather briefing for a departure,

destination and alternate airports, and en route

conditions, and then file a flight plan by calling

1-800-WX-BRIEF.

2. ATIS: Preflight complete, listen for present conditions

and the approach in use.

3. Clearance Delivery: Prior to taxiing, obtain a

departure clearance.

Figure 2-16. ATC facilities, services, and radio call signs.

4. Ground Control: Noting that the flight is IFR, receive

taxi instructions.

5. Tower: Pre-takeoff checks complete, receive clearance

to takeoff.

6. Departure Control: Once the transponder “tags up”

with the ARTS, the tower controller instructs the pilot

to contact Departure to establish radar contact.

7. ARTCC: After departing the departure controller’s

airspace, aircraft is handed off to Center, who

coordinates the flight while en route. Pilots may

be in contact with multiple ARTCC facilities; they

coordinate the hand-offs.

8. EFAS/ Hazardous Inflight Weather Advisory Service

(HIWAS): Coordinate with ATC before leaving their

frequency to obtain inflight weather information.

9. ATIS: Coordinate with ATC before leaving their

frequency to obtain ATIS information.

10. Approach Control: Center hands off to approach

control where pilots receive additional information

and clearances.

11. Tower: Once cleared for the approach, pilots are

instructed to contact tower control; the flight plan is

canceled by the tower controller upon landing.

A typical IFR flight, with departure and arrival at airports

without operating control towers, would use the ATC

facilities and services in the following sequence:

1. FSS: Obtain a weather briefing for departure,

destination, and alternate airports, and en route

conditions, and then file a flight plan by calling

1-800-WX-BRIEF. Provide the latitude/longitude

description for small airports to ensure that Center is

able to locate departure and arrival locations.

2. FSS or UNICOM: ATC clearances can be filed and

received on the UNICOM frequency if the licensee

has made arrangements with the controlling ARTCC;

otherwise, file with FSS via telephone. Be sure all

preflight preparations are complete before filing. The

clearance includes a clearance void time. Pilots must

be airborne prior to the void time.

3. ARTCC: After takeoff, establish contact with Center.

During the flight, pilots may be in contact with multiple

ARTCC facilities; ATC coordinates the hand-offs.

4. EFAS/HIWAS: Coordinate with ATC before leaving

their frequency to obtain inflight weather information.

5. Approach Control: Center hands off to approach

control where pilots receive additional information

and clearances. If a landing under VMC is possible,

pilots may cancel their IFR clearance before landing.

Letters of Agreement (LOA)

The ATC system is indeed a system and very little happens by

chance. As a flight progresses, controllers in adjoining sectors

or adjoining Centers coordinate its handling by telephone

or by computer. Where there is a boundary between the

airspace controlled by different facilities, the location and

altitude for hand-off is determined by Letters of Agreement

(LOA) negotiated between the two facility managers. This

information is not available to pilots in any Federal Aviation

Administration (FAA) publication. For this reason, it is good

practice to note on the en route chart the points at which

hand-offs occur. Each time a flight is handed off to a different

facility, the controller knows the altitude and location—this

was part of the hand-off procedure.

Original source PDFPublished from pages 60–67 of the recorded source chapter.
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